Investment Operations Specialist

Investment Operations Specialist
Ameriprise Financial in Denver, CO

Are you looking to take the next step in your financial services career? An Ameriprise Financial practice in Denver, CO is seeking a driven and detail-oriented Investment Operations Specialist to join our team. In this role, you will support the practice through high-level operational work, investment-related responsibilities, and streamlined processes that help our advisors deliver exceptional service.

We are looking for someone with strong analytical skills, a commitment to accuracy, and a passion for supporting both client service and investment operations. If you have 2–5 years of industry experience, a bachelor’s degree, and the drive to grow professionally, we’d love to speak with you.

Key Responsibilities

• Meeting Preparation: Prepare client meeting materials, with a focus on asset management, rebalancing, and money movement , and ensure advisors have all necessary information ahead of client meetings.
• Investment & Trading Support: Process trades and money movement requests, assist with the quarterly investment- review process, provide updates on alternative positions, and maintain documentation with precision and compliance awareness.
• Operational Coordination: Maintain organized workflows, handle follow-up items, and support day-to-day operational needs of the practice.
• Documentation Management: Prepare, update, and track essential client and firm documents to support efficient operations.
• Analytical Support: Assist with data analysis, asset management reporting, and create investment proposals while identifying process improvements that enhance practice efficiency.
• Organizational Leadership: Help uphold structure across systems, processes, and operational workflows.

Qualifications

• Education: Bachelor’s degree required.
• Experience: 2–5 years of experience in financial services.
• Licensing: Series 7 and Series 66 required; Life & Health preferred.
• Licensing Flexibility: Not open to unlicensed candidates at this time.
• Skills:
– Excellent organizational abilities and attention to detail
– Strong analytical mindset
– Ability to manage multiple priorities with accuracy

– Proactive mindset and ability to manage complete workflows across a team– Clear written and verbal communication skills
– Proficiency with office and industry software

Compensation & Benefits

• Compensation: $70,000 annual salary (exempt).
• Bonus Potential: Opportunities for performance-based bonuses.
• Benefits Include:
– 401(k) with 4% employer match
– PTO: Accrues at approximately 0.83 days per month, up to 10 days per year.
– Seven Paid holidays

Schedule & Work Environment

• Location: In-office role with hybrid flexibility on non-client days.
• Hours: Monday–Friday, 8:00 AM–5:00 PM.

Equal Opportunity Employer

We are an equal opportunity employer and welcome applicants from all backgrounds.